Industries We Serve

Employee Benefit Plans

Employee Benefit PlansEvery company is different. Every retirement plan is unique. Every employee depends on the plan’s trustees to protect the integrity of their contributions and retirement investments. Coupled with the operational and regulatory requirements mandated by the Employee Retirement Income Security Act (ERISA), the Department of Labor (DOL), and the IRS, we truly understand the responsibilities an employer has as an employee benefit plan sponsor or administrator to ensure full compliance. As a trusted partner, Topel Forman provides the necessary guidance to help navigate these responsibilities.

DOL regulations require annual audits for employee benefit plans with more than 100 participants. Topel Forman has a vast number of years of experience performing high-quality audits for all types of plans. Our professionals collectively spend many hours per year in continuing professional education related to employee benefit plans. With this deep proficiency across all benefit plan structures, we provide experience to understand every nuance of your benefit plan, provide proactive advice and deliver a high-quality audit.

We offer full or limited-scope audit services for:

  • Defined contribution plans – 401(k), 403(a), 403(b), profit sharing plans and ESOPs
  • Defined benefit plans – pension plans and cash balance plans
  • Health and welfare plans
  • Single and multi-employer plans

Our business is built on personal relationships. We take the time and effort to educate you about your fiduciary responsibilities while ensuring your plan is operating efficiently in compliance with ERISA and DOL requirements. More than auditing your plan to ensure it has been in compliance over the past year, we offer proactive consultation to enhance your current plan and make you aware of newly enacted or proposed compliance requirements.

Topel Forman is a member of the American Institute of CPAs Employee Benefit Plan Audit Quality Center (EBPAQC).

Talk To An Advisor

Jason Glickley

Jason Glickley

John Rozek

John Rozek

Dan Sloan

Dan Sloan



Industries We Serve


Every broker-dealer faces a unique set of challenges, including revenue recognition, fair value measurement, SEC and FINRA filing requirements, regulatory compliance and more.


Closely held businesses and their owners benefit from Topel Forman’s extensive tax and accounting experience tailored to the needs of a wide range of industries, entity types, and business structures.

Construction Accounting

Topel Forman understands the specialized accounting, tax, and consulting issues affecting the construction industry.


Topel Forman has years of experience in serving the unique need of automobile dealerships.

Employee Benefit Plans

Every company is different. Every retirement plan is unique. Every employee depends on the plan’s trustees to protect the integrity of their contributions and retirement investments.

High Net Worth Individuals

Topel Forman is a trusted name in high–net-worth tax planning, with extensive experience and a well-earned reputation for integrity, professionalism, and responsiveness.

Investment Companies

Investment companies face close scrutiny from the IRS, regulators and clients. Topel Forman offers a personalized approach working seamlessly with fund managers and accountants.

Manufacturing & Distribution

Topel Forman provides a wide range of accounting and audit, tax and consulting services to companies in the manufacturing and distribution industries.

Not-For-Profit Organizations

Not-for-profit organizations and private foundations face cumbersome tax compliance and auditing reporting requirements.

Private Equity

Topel Forman offers private equity accounting, tax and consulting services with a focus on understanding the unique challenges your business faces in order to deliver personalized results.

Professional Service Corporations

Professional services corporations (PSC) benefit from our hands-on approach to accounting, tax, and consulting services.

Real Estate

Topel Forman provides experience for real estate accounting and tax compliance that few firms can match, while offering the personalized attention and close teamwork we are best known for.


As an accounting firm with many clients in the technology industry, we provide agile services to support you from start-up to a successful exit strategy.