Industries We Serve


Topel Forman provides audit, tax and consulting services to proprietary trading firms, investment banking firms, and other non-carrying broker-dealers.

Every broker-dealer faces a unique set of challenges, including revenue recognition, fair value measurement, SEC and FINRA filing requirements, regulatory compliance, and more. Our clients look to Topel Forman not only to benefit from our extensive experience solving tough audit and tax issues, but also for the personal attention we provide.

Beyond performing the annual broker-dealer compliance requirements, we proactively work with you throughout the year to understand where your business is, where you want it to go, and how we can tailor our services to help you achieve your goals. In addition to the client relationship manager, we strive to provide accessibility to anyone on the Topel Forman team who has the experience you need to address any particular issue. We pride ourselves on providing our clients with a proactive and highly personalized client service experience.

Topel Forman is registered with the Public Company Accounting Oversight Board (PCAOB).

Talk To An Advisor

John Rozek

John Rozek

Dan Sloan

Dan Sloan



Industries We Serve


Every broker-dealer faces a unique set of challenges, including revenue recognition, fair value measurement, SEC and FINRA filing requirements, regulatory compliance and more.


Closely held businesses and their owners benefit from Topel Forman’s extensive tax and accounting experience tailored to the needs of a wide range of industries, entity types, and business structures.

Construction Accounting

Topel Forman understands the specialized accounting, tax, and consulting issues affecting the construction industry.


Topel Forman has years of experience in serving the unique need of automobile dealerships.

Employee Benefit Plans

Every company is different. Every retirement plan is unique. Every employee depends on the plan’s trustees to protect the integrity of their contributions and retirement investments.

High Net Worth Individuals

Topel Forman is a trusted name in high–net-worth tax planning, with extensive experience and a well-earned reputation for integrity, professionalism, and responsiveness.

Investment Companies

Investment companies face close scrutiny from the IRS, regulators and clients. Topel Forman offers a personalized approach working seamlessly with fund managers and accountants.

Manufacturing & Distribution

Topel Forman provides a wide range of accounting and audit, tax and consulting services to companies in the manufacturing and distribution industries.

Not-For-Profit Organizations

Not-for-profit organizations and private foundations face cumbersome tax compliance and auditing reporting requirements.

Private Equity

Topel Forman offers private equity accounting, tax and consulting services with a focus on understanding the unique challenges your business faces in order to deliver personalized results.

Professional Service Corporations

Professional services corporations (PSC) benefit from our hands-on approach to accounting, tax, and consulting services.

Real Estate

Topel Forman provides experience for real estate accounting and tax compliance that few firms can match, while offering the personalized attention and close teamwork we are best known for.


As an accounting firm with many clients in the technology industry, we provide agile services to support you from start-up to a successful exit strategy.